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富途(FUTU.US)盤前跌幅擴至逾30% 中證監擬沒收違法所得及嚴厲處罰
富途(FUTU.US)周五(22日)美股盤前跌幅逾大至逾30%,現報84美元,跌32.2%。向上融科(又稱老虎證券)(TIGR.US)盤前跌37.2%,報3.67美元。中證監公布,近日依法對Tiger Brokers (NZ)Limited(以下簡稱老虎)、富途證券國際(香港)、長橋證券(香港)境內外相關主體在境內非法經營證券業務等行為立案調查並作出行政處罰...
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富途(FUTU.US)盤前跌幅擴至逾30% 中證監擬沒收違法所得及嚴厲處罰
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富途(FUTU.US)      周五(22日)美股盤前跌幅逾大至逾30%,現報84美元,跌32.2%。向上融科(又稱老虎證券)(TIGR.US)      盤前跌37.2%,報3.67美元。

中證監公布,近日依法對Tiger Brokers (NZ)Limited(以下簡稱老虎)、富途證券國際(香港)、長橋證券(香港)境內外相關主體在境內非法經營證券業務等行為立案調查並作出行政處罰事先告知。

中證監指,上述非法跨境展業行為,違反中國證券基金期貨法律法規,破壞市場秩序,必須堅決予以打擊。依據《證券法》第二百零二條、《證券投資基金法》第一百三十六條、《期貨和衍生品法》第一百三十二條的規定,中證監擬決定沒收老虎、富途、長橋境內外相關主體全部違法所得,並依法嚴厲處罰。擬對當事人實施的行政處罰,當事人享有陳述、申辯及要求聽證的權利,中證監將充分聽取當事人意見後,依法作出行政處罰決定。(ha/da)(Real-time Streaming US Stocks Quote; Except All OTC quotes are at least 15 minutes delayed.)

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